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Audio Series 7 Bundled Lessons available for download as mp3 files

3-Stone Channel-Set Ring with Leaf Halo, Sterling Silver, 12k Green and Rose Gold Black Hills Gold Motif, Size 7

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The Series 7 does not have a prerequisite exam.

A candidate who passes the Series 7 exam is qualified for the solicitation, purchase and/or sale of all securities products, including corporate securities, municipal fund securities, options, direct participation programs, investment company products and variable contracts.

If an individual took and passed the Series 7 prior to November 7, 2011, he or she will be able to trade municipal securities, structure municipal securities underwritings and perform certain other activities involving municipal securities.

3. What is the difference between Series 7 and Series 62?

Series 7 Exam Preparation Guide Lesson 39: Ratio Analysis

If an individual took and passed the Series 7 on or after November 7, 2011, he or she will be qualified to engage only in municipal securities sales to, and purchases from customers. If an individual wants to be qualified to structure municipal securities underwritings or perform activities involving municipal securities that are beyond the scope of selling municipal securities to and purchasing municipal securities from customers, that individual would have to take and pass the .

If an individual took and passed the Series 7 on or after November 7, 2011, he or she would have to take and pass the as a prerequisite to taking the Series 53 examination.